It's not so easy to register a blockchain business with the SEC, at least not according to consumer investment company ...

Nova Minerals Limited (“Nova” and the “Company”) (NASDAQ: NVA) (ASX: NVA) (FRA: QM3), a gold and critical minerals ...

The U.S. securities regulator took a beating in a congressional hearing that was weighted against it, with a witness list of ...

SEC reportedly seeks an extension to February 2025 for it to provide case documents to Coinbase. Coinbase, Binance and Kraken ...

The SEC has announced settled charges against Zymergen, which, prior to its recent bankruptcy and ultimate liquidation, was a ...

Jordan/Zalaznick Advisers failed to spot-check the books and records or conduct inspections of advisors it supervised.

Scepter Holdings, Inc. (OTC PINK:BRZL) (the “Company”), announced today that it has filed its Form 10 Registration Statement with the U.S. Securities and Exchange Commission (SEC). This significant ...

Crypto exchange eToro has agreed to pay $1.5 million to settle with the SEC. The company was charged with operating as an ...

JOBS Act permitted Emerging Growth Companies to initiate the IPO process by submitting their IPO registration statements ...

The company expects to launch wider crypto securities services next year, it said, joining controversial firm Prometheum as a ...

The aggregate gross proceeds to the Company was approximately $1.2 million. Univest Securities, LLC acted as the sole placement agent. The registered direct offering was made pursuant to a shelf ...