Benzinga.com1mon
New SEC Filings Reveal Risks In Cannabis ETFs Following Recent Volatility — But There's Still Room For Optimism (CORRECTED)
Both ETFs have faced considerable headwinds in the form of regulatory uncertainty and underperforming stocks in the cannabis space, new SEC filings show. Yet the potential for regulatory reform ...
UBS1mon
SEC filings
As foreign private issuers, UBS Group AG and UBS AG file Annual Reports on Form 20-F with the SEC and submit their quarterly Financial Reporting to the SEC under Form 6-K. We provide other ...
JD Supra1mon
Securities Class Action Filings: 2024 Midyear Assessment
The number of securities class action filings increased in the first half of 2024 relative to the second half of 2023, according to a report released today by Cornerstone Research and the Stanford ...
Investopedia9mon
What Is SEC Form S-8? Definition Vs. S-1, Purpose, and Filing
PictureLake / Getty Images SEC Form S-8 refers to a filing that allows public companies to register securities it offers as part of an employee benefit plan. Companies are required by the ...
International Business Times1mon
SEC Reportedly Rejects $SOL ETF Filings As Brazil OKs 2nd Solana Fund
The SEC labeled Solana and 11 other crypto tokens as securities in its lawsuit against Binance The CBOE has reportedly removed its two prospective $SOL ETFs from its ...
CoinTelegraph9d
SEC ‘regrets any confusion’ from dubbing tokens as securities: filing
According to a footnote in a Sept. 12 court filing, the United States Securities and Exchange Commission has retracted its longstanding characterization of cryptocurrencies as “securities” and ...
The Motley Fool18d
Super Micro Computer Stock Crashed Last Week -- Does a Recent SEC Filing Make This a Buying Opportunity Ahead of Its Stock Split?
To make the world smarter, happier, and richer. Founded in 1993, The Motley Fool is a financial services company dedicated to making the world smarter, happier, and richer. The Motley Fool reaches ...
Benzinga.com1mon
Solana A Security? SEC Concerns Reportedly Led To Pause In ETF Filing Process
The SEC has reportedly raised questions about whether Solana SOL/USD should be classified as a security, potentially leading to a halt in filings related to its exchange-traded funds. What ...
Vanguard19d
SEC introduces electronic filing system to reduce listing time
SEC’s Director General, Dr. Emomotimi Agama, who spoke last weekend, said these initiatives include streamlined registration processes, introduction of an electronic filing system and enhanced ...
Levi & Korsinsky Announces the Filing of a Securities Class Action on Behalf of Starbucks Corporation (SBUX) Shareholders
NDAQ:SBUX) Levi & Korsinsky Announces the Filing of a Securities Class Action on Behalf of Starbucks Corporation (SBUX) Shareholders ...
DMR News (English) on MSN21h
SEC Seeks Four-Month Extension to Provide Required Documents in Coinbase Case
The U.S. Securities and Exchange Commission (SEC) has requested a federal court to grant a four-month extension to produce ...