SEC plans to reprimand Musk for skipping testimony on Twitter takeover
The Securities and Exchange Commission (SEC) is planning to reprimand billionaire Elon Musk for skipping a ...
Suspicious package found at CA Sec. of State’s Headquarters
California Secretary of State Shirley N. Weber, Ph.D., said in a press release Thursday that a suspicious package was ...
SEC settles with 7 companies it says violated whistleblower protection rules
Seven companies settled with the Securities and Exchange Commission over charges that they violated rules protecting ...
Protest site in Sec V gets a fresh coat of paint after doctors move out
The 11-day sit-in protest had ended on Friday and by next day, Saturday all ‘traces’ of it were erased from the streets and ...
Study suggests SEC visits as tracked by following mobile location data may be tipping off insiders
New research around stock behavior led by professors from universities across the Midwest took a novel approach. The ...
Geek News Central1d
US SEC Says It Intends To Seek Sanctions Against Elon Musk
The U.S. Securities and Exchange Commission said on Friday it intends to seek sanctions against Elon Musk after he failed to ...
Pensions&Investments3d
SEC greenlights half-penny tick sizes
The SEC in 2005 established Regulation National Market System, or Reg NMS, to modernize the U.S. equity system. In part, Reg ...
US SEC to allow exchanges to quote sub-penny prices in bid to boost competition
Wall Street's top regulator on Wednesday is set to adopt new rules for pricing stocks at less than a penny, part of a larger ...
Times Union4d
Plug Power completes accounting fixes for the SEC
BETHLEHEM — Plug Power, the fuel cell and green hydrogen company, says it has completed the requirements of a 2023 civil settlement with the U.S. Securities and Exchange Commission. The company, which ...
Smartphone data can highlight when firms are under SEC investigation—and could expose insider trading
A new paper shows there are insights to be gleaned before the SEC announces investigations into a company have commenced.
U.S. Sec. Granholm, Gov. Mills roll out new heat pump rebates for low-income households
Gov. Janet Mills’ Farmington home was built circa 1840, and as old houses usually are, she said it can be quite drafty. She’s ...