Compliance Exemplar: UVKXE Secures SEC License, Leading in Security and Trust
Kevin Anders, CEO of UVKXE, stated, “Securing the SEC license is not only a significant milestone in our compliance journey ...
Hosted on MSN14h
Cash App settlement: Deadline to submit claim for up to $2,500 nears
Block said in a 2022 filing with the U.S. Securities and Exchange Commission that it was notifying roughly ... they agreed ...
Trump team weighs Wall Street lawyer Richard Farley as SEC chair candidate: sources
A top lawyer on Wall Street known for his work on leveraged buyouts is being floated as a possible candidate to lead the ...
Business Insider13d
What is the SEC? A Comprehensive Guide to the Securities and Exchange Commission
From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...
Shariah-Compliant Advisor Firm Paid Athletes for Endorsements, Regulators Say. Now It Owes the SEC $250,000.
The SEC alleges that Wahed Invest promoted its practice through endorsements from professional athletes without disclosing ...
‘Defanging the SEC’ may turbocharge US economy: Cathie Wood
Ark Invest CEO Cathie Wood said key technologies such as AI and digital assets would be drivers of explosive growth in the ...
Inside Bitcoins3d
Donald Trump Eyes Robinhood’s Dan Gallagher To Replace SEC Chair Gary Gensler
Donald Trump is considering Dan Gallagher, Robinhood Markets' chief legal and compliance officer, as a potential successor to ...
JD Supra9d
The SEC’s cybersecurity and disclosure rules: The questions compliance pros still have
The SEC’s cybersecurity disclosure rules come with strict documentation requirements, especially as it relates to 8-K and ...
decrypt10d
Ethereum Gaming Firm Immutable Says SEC Is Threatening Lawsuit Over IMX Token Sales
Like OpenSea, Uniswap, and other crypto firms, Immutable says it is the target of SEC scrutiny—describing the notice as an ...
From enforcer to advocate: Ex-SEC lawyer talks lessons learned from crossing the crypto divide
Ladan Stewart spent eight years as an enforcement attorney at the Securities and Exchange Commission before leaving to ...
Business Wire17d
Logitech Files Quarterly Report on Form 10-Q
SIX Swiss Exchange Ad hoc announcement pursuant to Art. 53 LR — Logitech International (SIX: LOGN) (Nasdaq: LOGI) today ...
Eagle-Tribune4d
Qualcomm Earnings Release Available on Company’s Investor Relations Website
Qualcomm Incorporated (NASDAQ: QCOM) today announced the Company’s financial results for its fourth quarter and fiscal 2024 through an earnings release that is available on the Qualcomm Investor ...