From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...

Kevin Anders, CEO of UVKXE, stated, “Securing the SEC license is not only a significant milestone in our compliance journey ...

The SEC alleges that Wahed Invest promoted its practice through endorsements from professional athletes without disclosing ...

The SEC’s cybersecurity disclosure rules come with strict documentation requirements, especially as it relates to 8-K and ...

Like OpenSea, Uniswap, and other crypto firms, Immutable says it is the target of SEC scrutiny—describing the notice as an ...

Ladan Stewart spent eight years as an enforcement attorney at the Securities and Exchange Commission before leaving to ...

Gary Gensler may be on his way out as SEC chair. Donald Trump assured the president that he would be fired on day one.

The Justice Department indicted the chief executive of a data-center company Wednesday over an allegedly fake data-center audit used to win business with the U.S. Securities and Exchange Commission.

Oct 31 (Reuters) - U.S. industry and other groups have sued to overturn rules adopted under Securities and Exchange Commission (SEC) Chair Gary Gensler, with knock-on implications for others on ...

SIX Swiss Exchange Ad hoc announcement pursuant to Art. 53 LR — Logitech International (SIX: LOGN) (Nasdaq: LOGI) today ...

The SEC failed to adequately plead claims that the Binance.US cryptocurrency exchange violated securities laws by failing to ...