From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...
The priorities are primarily categorized by market participants (e.g., investment advisers, investment companies, broker-dealers, self-registered organizations), with emerging topics relevant to ...
U.S. industry and other groups have sued to overturn rules adopted under Securities and Exchange Commission (SEC) Chair Gary ...
The justices will return to securities law on Wednesday with arguments in a case arising out of the 2015 Cambridge Analytica-Facebook data breach. The tech giant’s effort to fend off federal ...
The Supreme Court is set to consider bids by two tech giants to fend off federal securities fraud lawsuits in separate cases.
A crypto-friendly SEC and Senate Banking Committee are expected following the U.S. election, the report said. Bernstein said ...
The SEC failed to adequately plead claims that the Binance.US cryptocurrency exchange violated securities laws by failing to ...
ATHENS, Ala. (WHNT) — Officials with the United States Department of Justice say an Athens man was arrested Thursday for a January hack of the Securities and Exchange Commission (SEC ...
The U.S. Supreme Court grappled on Wednesday over a bid by Meta's Facebook to scuttle a federal securities fraud lawsuit brought by shareholders who accused the social media platform of misleading ...
"We have the right amount of capital and the right institutional backing, so we're starting in a great position," the CEO ...
HUNTSVILLE, Ala. (WAFF) - The FBI arrested an Athens man Thursday morning for his role in hacking the Securities and Exchange Commission’s X account in January to influence the price of Bitcoin. Eric ...