The median age of all advisors is 46, but this varies by channel with 45 for RIAs, 46 for IBDs and hybrids, and 51 for ...

A broker-dealer is one of the most important people or firms you’ll work with as you invest your money. Broker-dealers are the professionals who buy and sell securities for clients while ...

Before deciding who to use for help with your investing, learn what brokers, dealers, and broker-dealers are and what services they provide.

What Does a Broker Dealer Do? Broker-dealers combine the roles of a broker and a dealer in the financial industry. As a broker, they act as an intermediary between buyers and sellers, ...

How much does a commercial real estate broker make? According to the Bureau of Labor Statistics, the median salary for all real estate brokers in 20232 was $63,060. The highest 10% of brokers ...

The term broker-dealer is used in U.S. securities regulation parlance to describe stock brokerages because most of them act as both agents and principals.

The post Custodian vs. Broker-Dealer: What’s the Difference for Your Firm In the world of finance and investment, custodians and broker-dealers play crucial roles in safeguarding and ...

The SEC’s May 2025 FAQs explain that fast-moving technology does not change the law. Broker-dealers must follow existing rules for custody, disclosures, and recordkeeping.

What to look for in a Broker Dealer August 08, 2024 — 03:23 am EDT Written by [email protected] (FINSUM) for FINSUM -> ...